SEC says former Tvia execs inflated revenue

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Two Former TVIA Officers Charged with Inflating Revenue

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TVIA INC Files SEC form 8-K, Other Events

Item 8.01. Other Events. On October 20, 2009, the United States Bankruptcy Court for the Northern District of California, San Jose Division (the "Court") approved the disclosure statement to second amended chapter 11 plan of reorganization (the "Disclosure Statement") submitted by the official committee of equity security holders of Tvia, Inc. (the "Committee"). In connection with approval of the Disclosure Statement, the Bankruptcy Court has fixed October 28, 2009 as the record date (the "Record Date") to determine which stockholders of Tvia, Inc. are eligible to vote to accept or reject the second amended chapter 11 plan of reorganization (the "Plan") proposed by the Committee. The Record Date is important because (i) only stockholders who own shares as of the Record Date will have the right to vote on the Plan, and (ii) only stockholders who own 15,000 or more shares of common stock on the Record Date will have the right to elect to retain shares in the reorganized company if the Plan is confirmed by the Court. Stockholders who own less than 15,000 shares of common stock on the Record Date shall not be entitled to retain ownership in the reorganized company, and if the Plan is confirmed shall instead receive cash to be distributed through a proportionate beneficial interest in a liquidating trust or disbursement escrow. Consequently, stockholders who are interested in retaining an ownership interest in the reorganized company must make sure that they own 15,000 or more shares of common stock on the Record Date, and continue to own such common stock after the record date and comply with the other conditions of the Plan. The Disclosure Statement, including the Plan and ballots for voting to accept or reject the Plan are expected to be mailed to stockholders on or before October 30, 2009. Ballots accepting or rejecting the Plan must be completed and returned so that they are received by the Committee's counsel for tabulation no later ...
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TVIA INC Files SEC form 8-K, Bankruptcy or Receivership

Show all filings for TVIA INC | Request a Trial to NEW EDGAR Online Pro Form 8-K for TVIA INC 16-Apr-2009Bankruptcy or Receivership Copyright © 2009 Yahoo! Inc. All rights reserved. Privacy Policy - Terms of Service - Copyright/IP Policy - Send Feedback SEC Filing data and information provided by EDGAR Online, Inc. (1-800-416-6651). All information provided "as is" for informational purposes only, not intended for trading purpose...
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TVIA INC Files SEC form 8-K, Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. As previously disclosed in the Current Report on Form 8-K filed on October 16, 2008 by Tvia, Inc. (the "Company") with the Securities and Exchange Commission, on October 15, 2008, the Company filed a voluntary petition (the "Petition") for reorganization under Chapter 11 of the United States Bankruptcy Code (the "Code") in the United States Bankruptcy Court for the Northern District of California, San Jose Division (the "Court"), in the proceeding titled In re: Tvia, Inc., Case No. 08-55860 (the "Bankruptcy Proceedings"). In connection with the Bankruptcy Proceedings, the Company is engaged in the process of marketing various of its business assets for sale to one or more third parties. In connection with this marketing process, the Company and its financial advisors expect to provide certain potential counterparties with a business information presentation describing the Company and its business (the "Presentation"). The Presentation is attached hereto as Exhibit 99.1 and incorporated herein by reference. Safe Harbor Statement Under the Private Securities Litigation Reform Act of 1995: This Current Report on Form 8-K and the Presentation filed as Exhibit 99.1 hereto contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Words such as "anticipates," "expects," "intends," "plans," "believes," "seeks," "estimates," "may," "will," "should," and their variations are intended to identify forward-looking statements. These forward-looking statements include, without limitation, estimates, targets, projections, industry and market trends, and product information, all as set forth in the Presentation. Forward-looking statements involve known or unknown risks, uncertainties and other factors, which may cause the Company's actual results...
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TVIA INC Files SEC form 8-K, Regulation FD Disclosure, Financial Statements and Exhibits

Item 7.01 Regulation FD Disclosure. As previously disclosed in the Current Report on Form 8-K filed on October 16, 2008 by Tvia, Inc. (the "Company") with the Securities and Exchange Commission, on October 15, 2008, the Company filed a voluntary petition (the "Petition") for reorganization under Chapter 11 of the United States Bankruptcy Code (the "Code") in the United States Bankruptcy Court for the Northern District of California, San Jose Division (the "Court"), in the proceeding titled In re: Tvia, Inc., Case No. 08-55860. On March 20, 2009, the Company filed its required unaudited Monthly Operating Report for the period from February 1, 2009 to February 28, 2009 (the "Monthly Operating Report") with the Court. A copy of the Monthly Operating Report is filed as Exhibit 99.1 to this Current Report on Form 8-K and is available via the Court's Case Management/Electronic Case Filing system at http://www.canb.uscourts.gov/ecf/ecf-home and in the paper format at the following address: Bankruptcy Clerk's Office, 280 South First Street, Room 3035, San Jose, CA 95113 (telephone number: 408-535-5118). The Monthly Operating Report contains financial information that has not been audited or reviewed by independent registered accountants and is not presented in accordance with generally accepted accounting principles. The information contained in the Monthly Operating Report has been prepared in accordance with the Code and the rules and regulations thereunder and was not prepared for the purpose of providing a basis for an investment decision relating to any securities of the Company. The Monthly Operating Report also contains information for periods which are shorter or otherwise different from those required by the periodic reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, and such information may not be indicative of the Company's financial co...
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TVIA INC Files SEC form 8-K, Change in Directors or Principal Officers

Show all filings for TVIA INC | Request a Trial to NEW EDGAR Online Pro Form 8-K for TVIA INC 3-Mar-2009Change in Directors or Principal Officers Copyright © 2009 Yahoo! Inc. All rights reserved. Privacy Policy - Terms of Service - Copyright/IP Policy - Send Feedback SEC Filing data and information provided by EDGAR Online, Inc. (1-800-416-6651). All information provided "as is" for informational purposes only, not intended for t...
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TVIA INC Files SEC form 8-K, Regulation FD Disclosure, Financial Statements and Exhibits

Item 7.01 Regulation FD Disclosure. As previously disclosed in the Current Report on Form 8-K filed on October 16, 2008 by Tvia, Inc. (the "Company") with the Securities and Exchange Commission, on October 15, 2008, the Company filed a voluntary petition (the "Petition") for reorganization under Chapter 11 of the United States Bankruptcy Code (the "Code") in the United States Bankruptcy Court for the Northern District of California, San Jose Division (the "Court"), in the proceeding titled In re: Tvia, Inc., Case No. 08-55860. On February 20, 2009, the Company filed its required unaudited Monthly Operating Report for the period from January 1, 2009 to January 31, 2009 (the "Monthly Operating Report") with the Court. A copy of the Monthly Operating Report is filed as Exhibit 99.1 to this Current Report on Form 8-K and is available via the Court's Case Management/Electronic Case Filing system at http://www.canb.uscourts.gov/ecf/ecf-home and in the paper format at the following address: Bankruptcy Clerk's Office, 280 South First Street, Room 3035, San Jose, CA 95113 (telephone number: 408-535-5118). The Monthly Operating Report contains financial information that has not been audited or reviewed by independent registered accountants and is not presented in accordance with generally accepted accounting principles. The information contained in the Monthly Operating Report has been prepared in accordance with the Code and the rules and regulations thereunder and was not prepared for the purpose of providing a basis for an investment decision relating to any securities of the Company. The Monthly Operating Report also contains information for periods which are shorter or otherwise different from those required by the periodic reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, and such information may not be indicative of the Company's financial c...
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TVIA INC Files SEC form 8-K, Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. As previously disclosed in the Current Report on Form 8-K filed on October 16, 2008 by Tvia, Inc. (the "Company") with the Securities and Exchange Commission, on October 15, 2008, the Company filed a voluntary petition (the "Petition") for reorganization under Chapter 11 of the United States Bankruptcy Code (the "Code") in the United States Bankruptcy Court for the Northern District of California, San Jose Division (the "Court"), in the proceeding titled In re: Tvia, Inc., Case No. 08-55860. On January 20, 2009, the Company filed its required unaudited Monthly Operating Report for the period from December 1, 2008 to December 31, 2008 (the "Monthly Operating Report") with the Court. A copy of the Monthly Operating Report is filed as Exhibit 99.1 to this Current Report on Form 8-K and is available via the Court's Case Management/Electronic Case Filing system at http://www.canb.uscourts.gov/ecf/ecf-home and in the paper format at the following address: Bankruptcy Clerk's Office, 280 South First Street, Room 3035, San Jose, CA 95113 (telephone number: 408-535-5118). The Monthly Operating Report contains financial information that has not been audited or reviewed by independent registered accountants and is not presented in accordance with generally accepted accounting principles. The information contained in the Monthly Operating Report has been prepared in accordance with the Code and the rules and regulations thereunder and was not prepared for the purpose of providing a basis for an investment decision relating to any securities of the Company. The Monthly Operating Report also contains information for periods which are shorter or otherwise different from those required by the periodic reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, and such information may not be indicative of the Company's financial ...
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TVIA INC Files SEC form 8-K, Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. As previously disclosed in the Current Report on Form 8-K filed on October 16, 2008 by Tvia, Inc. (the "Company") with the Securities and Exchange Commission, on October 15, 2008, the Company filed a voluntary petition for reorganization under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Proceeding") in the United States Bankruptcy Court for the Northern District of California, San Jose Division (the "Court"), in the proceeding titled In re: Tvia, Inc., Case No. 08-55860. On January 6, 2009, the Court appointed a committee of equity security holders with respect to the Bankruptcy Proceeding (the "Equity Holders Committee"). On January 14, 2009, representatives of the Company met with the Equity Holders Committee and provided them with certain information regarding the status of the Bankruptcy Proceeding and the Company's operational and strategic plans in connection with the Bankruptcy Proceeding. At this meeting, the Company explained that its primary goal was to liquidate the Company in as cost effective and prompt a manner as practicable. The Company further explained that it had commenced the Bankruptcy Proceeding because it had determined that this proceeding represented the course that would best accomplish this goal and enable the Company to distribute the maximum amount of assets to its stockholders after discharging its debts in full. Safe Harbor Statement Under the Private Securities Litigation Reform Act of 1995: This Current Report on Form 8-K contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Words such as "anticipates," "expects," "intends," "plans," "believes," "seeks," "estimates," "may," "will," "should," and their variations are intended to identify forward-looking statements. Forward-looking statements ...
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